Privacy Policy

1. Information We Collect

We collect information directly from you, automatically through your use of the Platform, and from third parties involved in compliance and verification.

A. Information You Provide

This may include:

• Full name
• Email address
• Phone number
• Date of birth
• Residential address
• Government-issued identification
• Selfie or biometric verification data (for identity verification)
• Accreditation or eligibility information
• Entity formation documents (for entity investors)
• Payment-related information submitted through third-party processors

You provide this information when you:

• Create an account
• Complete identity verification
• Submit eligibility documentation
• Invest in an opportunity
• Contact us

B. Information Collected Automatically

When you use the Platform, we may automatically collect:

• IP address
• Device type and browser information
• Operating system
• Usage data (pages visited, time spent, interactions)
• Cookies and tracking technologies

C. Information from Third Parties

We may receive information from:

• Identity verification providers
• AML and sanctions screening providers
• Payment processors
• Banking or custody partners
• Public databases

This information may include verification status, compliance flags, and transaction confirmations.

2. How We Use Your Information

We use your information to:

• Create and maintain your account
• Verify your identity and eligibility
• Conduct AML and sanctions screening
• Provide access to investment opportunities
• Facilitate transactions between you and issuers
• Communicate updates and platform information
• Comply with legal and regulatory obligations
• Improve platform performance and security
• Detect fraud or suspicious activity

We do not sell your personal information.

3. Legal Basis for Processing

Where required by applicable law, we process your personal data based on:

• Your consent
• Performance of a contract
• Compliance with legal obligations
• Legitimate business interests, including fraud prevention and platform security

4. Sharing of Information

We may share your information with:

A. Issuers and SPVs

If you invest in an opportunity, relevant information may be shared with the issuer or SPV managing that opportunity.

B. Service Providers

Including:

• Identity verification providers
• AML and sanctions screening providers
• Payment processors
• Hosting and cloud providers
• Legal and compliance advisors

All service providers are required to protect your information.

C. Legal and Regulatory Authorities

We may disclose information if required to:

• Comply with law
• Respond to subpoenas or regulatory inquiries
• Enforce our Terms
• Protect rights, property, or safety

D. Business Transfers

In the event of a merger, acquisition, or restructuring, your information may be transferred as part of the transaction.

5. Data Retention

We retain personal information for as long as necessary to:

• Provide the Platform
• Comply with legal and regulatory obligations
• Maintain investment and compliance records

Certain financial and identity verification records may be retained for extended periods as required by law.

6. Data Security

We implement reasonable administrative, technical, and physical safeguards designed to protect personal information from unauthorized access, use, or disclosure.

However, no system can be guaranteed to be completely secure.

7. Cookies and Tracking Technologies

We use cookies and similar technologies to:

• Authenticate users
• Maintain sessions
• Improve functionality
• Analyze usage trends

You may adjust your browser settings to disable cookies; however, certain features of the Platform may not function properly without them.

8. International Users

The Platform is operated from the United States.

If you access the Platform from outside the United States, your information may be transferred to and processed in the United States.

By using the Platform, you consent to such transfer.

9. Your Rights

Depending on your jurisdiction, you may have rights including:

• Access to your personal data
• Correction of inaccurate information
• Deletion of certain data
• Restriction of processing
• Data portability

To exercise your rights, contact us at Info@prelistd.com.

We may need to verify your identity before fulfilling certain requests.

10. Do Not Track Signals

The Platform does not currently respond to "Do Not Track" browser signals.

11. Children's Privacy

The Platform is not intended for individuals under the age of 18. We do not knowingly collect personal information from minors.

12. Changes to This Policy

We may update this Privacy Policy from time to time.

The updated version will be posted on the Platform with a revised effective date.

Continued use of the Platform after changes indicates acceptance.

13. Contact Information

If you have questions about this Privacy Policy, please contact:

PRELISTD
State of Delaware
Email: Info@prelistd.com